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UPCOMING EVENTS
Please sign up for the free webinar on the SEC's Standard of Conduct Rules and New York's Best Interest Rule, on December 11, 2019 from 1-2 pm. I will be presenting along with key Bloomberg Law analysts. Please join at https://nscp.org/webinars/
Share the big news
I'm pleased to announce that I have opened an office at 477 Madison Avenue, New York, New York 10022. I remain available to meet at your location but please feel free to contact me to schedule an in-person meeting.