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UPCOMING EVENTS

Please sign up for the free webinar on the SEC's Standard of Conduct Rules and New York's Best Interest Rule, on December 11, 2019 from 1-2 pm.  I will be presenting along with key Bloomberg Law analysts.  Please join at  https://nscp.org/webinars/ 


Share the big news

I'm pleased to announce that I have opened an office at 477 Madison Avenue, New York, New York 10022.  I remain available to meet at your location but please feel free to contact me to schedule an in-person meeting.